Issue Management

Initial Public Offering (IPO): SLFL provides comprehensive end-to-end advisory services to private companies planning to transition into publicly listed entities through an Initial Public Offering (IPO). Our services cover every stage of the IPO process, including IPO readiness assessment, transaction structuring, preparation and review of required documentation, business valuation, financial due diligence, and coordination with regulators and other stakeholders. We ensure full compliance with the requirements of the relevant regulatory authorities, the stock exchanges, and applicable securities laws. Our experienced team works closely with clients to facilitate a smooth and efficient listing process, optimize pricing strategies, and support successful listings on the Dhaka Stock Exchange (DSE) and Chittagong Stock Exchange (CSE).

Qualified Investor Offering (QIO): Recognizing the critical role of small and medium enterprises (SMEs) in economic growth, SLFL offers strategic advisory and issue management services for QIOs. This specialized mechanism allows SMEs to raise capital and enlist on the SME platform of the Dhaka Stock Exchange (DSE) and Chittagong Stock Exchange (CSE). Services include business valuation, prospectus drafting, and strict adherence to Bangladesh Securities and Exchange Commission (BSEC) guidelines, bridging the gap between emerging enterprises and qualified institutional investors.

Rights Issue: SLFL provides comprehensive advisory and execution support to publicly listed companies undertaking rights issues to raise additional capital. Our services encompass the entire rights issue lifecycle, including transaction structuring, pricing strategy, preparation and review of required documentation, regulatory compliance, and liaison with relevant authorities and stakeholders. We ensure that the rights offering is executed efficiently, transparently, and in full compliance with applicable securities laws and stock exchange regulations. Our team is committed to facilitating a seamless capital-raising process while safeguarding long-term shareholder value and supporting the company's strategic growth objectives.

Private Placement: SLFL performs private placements by assisting companies to raise capital through the direct sale of securities to eligible investors, including banks, mutual funds, insurance companies, and other institutional funds. The firm maintains rigorous due diligence, oversees all legal aspects, and manages the complete documentation process to ensure a secure and compliant capital raise.

Alternative Trading Bond (ATB): SLFL provides end-to-end advisory services for transactions on the Alternative Trading Board (ATB) of the Dhaka Stock Exchange (DSE). Our team assists clients with transaction structuring, documentation, regulatory compliance, and execution to ensure a smooth and efficient trading process. We help enhance bond market liquidity, improve investor accessibility, and facilitate transparent trading of eligible debt securities.